Good Risk Governance Pays

Good Risk Governance Pays

Investment Best Practices | Risk Management | Valuation

Category Archives: Arbitration

Subscribe to Arbitration RSS Feed

International Network for Financial Litigation Forms to Fight Fraud

Posted in Arbitration, Financial Expert, Fraud, Litigation
According to news accounts published on its website, the International Network for Financial Litigation (“INFL”) boasts twenty-two firms as members. Their goal is to pool information about global rules and regulations, business practices, current litigation and other legal developments as a way to help clients. See “22 Firms Form International Network to Fight Fraud” by… Continue Reading

Will Public Panels Enhance Financial Arbitration?

Posted in Arbitration
According to the NASDAQ web site, the Financial Industry Regulatory Authority (“FINRA”) has pledged to push for all-public arbitration panels in short order. Their stated goal is to encourage investor confidence in the way this independent regulator oversees its nearly 5,000 brokerage firms and roughly 637,000 registered securities representatives. Critics cry foul, citing the need… Continue Reading