Good Risk Governance Pays

Good Risk Governance Pays

Investment Best Practices | Risk Management | Valuation

Tag Archives: Investment Governance

Trading Ahead Of Investment Policies and Procedures

Posted in Compliance, Fiduciary Liability, Governance, Investment Management, Non-Profits, Risk Management, Trading
In response to a recent request by a reporter, I examined some public documents relating to what appears to be unauthorized trading. As is the situation when only some information is available, it’s hard to tell whether said trades can be characterized as rogue, mistaken or deemed to fall within a broader, albeit ill-communicated, mandate. Should this matter proceed further, obviously… Continue Reading

Good Governance Must Not Ignore Investment Process

Posted in Governance, Investment Management
Institutional investment governance has moved on at a dramatic pace over the past five years. Ask industry leaders what it means to them and you are likely to get answers that include proxy voting, board composition and review of an organisation’s socially responsible business practices. Unfortunately, much of the attention being paid to investment governance… Continue Reading